Bootstrapping to quantum gravity


“If … there were no solid bodies in nature there would be no geometry.”

A while ago, I discussed the mystery of why matter should be the source of gravity. To date, this remains simply an empirical fact. The deep insight of general relativity – that gravity is the geometry of space and time – only provides us with a modern twist: why should matter dictate the geometry of space-time?

There is a possible answer, but it requires us to understand space-time in a different way: as an abstraction that is derived from the properties of matter itself. Under this interpretation, it is perfectly natural that matter should affect space-time geometry, because space-time is not simply a stage against which matter dances, but is fundamentally dependent on matter for its existence. I will elaborate on this idea and explain how it leads to a new avenue of approach to quantum gravity.

First consider what we mean when we talk about space and time. We can judge how far away a train is by listening to the tracks, or gauge how deep a well is by dropping a stone in and waiting to hear the echo. We can tell a mountain is far away just by looking at it, and that the cat is nearby by tripping over it. In all these examples, an interaction is necessary between myself and the object, sometimes through an intermediary (the light reflected off the mountain into my eyes) and sometimes not (tripping over the cat). Things can also be far away in time. I obviously cannot interact with people who lived in the past (unless I have a time machine), or people who have yet to be born, even if they stood (or will stand) exactly where I am standing now. I cannot easily talk to my father when he was my age, but I can almost do it, just by talking to him now and asking him to remember his past self. When we say that something is far away in either space or time, what we really mean is that it is hard to interact with, and this difficulty of interaction has certain universal qualities that we give the names `distance’ and `time’.
It is worth mentioning here, as an aside, that in a certain sense, the properties of `time’ can be reduced to properties of `distance’ alone. Consider, for instance, that most of our interactions can be reduced to measurements of distances of things from us, at a given time. To know the time, I invariably look at the distance the minute hand has traversed along its cycle on the face of my watch. Our clocks are just systems with `internal’ distances, and it is the varying correspondence of these `clock distances’ with the distances of other things that we call the `time’. Indeed, Julian Barbour has developed this idea into a whole research program in which dynamics is fundamentally spatial, called Shape Dynamics.

Sigmund Freud Museum, Wien – Peter Kogler

So, if distance and time is just a way of describing certain properties of matter, what is the thing we call space-time?

We now arrive at a crucial point that has been stressed by philosopher Harvey Brown: the rigid rods and clocks with which we claim to measure space-time do not really measure it, in the traditional sense of the word `measure’. A measurement implies an interaction, and to measure space-time would be to grant space-time the same status as a physical body that can be interacted with. (To be sure, this is exactly how many people do wish to interpret space-time; see for instance space-time substantivalism and ontological structural realism).

Brown writes:
“One of Bell’s professed aims in his 1976 paper on `How to teach relativity’ was to fend off `premature philosophizing about space and time’. He hoped to achieve this by demonstrating with an appropriate model that a moving rod contracts, and a moving clock dilates, because of how it is made up and not because of the nature of its spatio-temporal environment. Bell was surely right. Indeed, if it is the structure of the background spacetime that accounts for the phenomenon, by what mechanism is the rod or clock informed as to what this structure is? How does this material object get to know which type of space-time — Galilean or Minkowskian, say — it is immersed in?” [1]

I claim that rods and clocks do not measure space-time, they embody space-time. Space-time is an idealized description of how material rods and clocks interact with other matter. This distinction is important because it has implications for quantum gravity. If we adopt the more popular view that space-time is an independently existing ontological construct, it stands to reason that, like other classical fields, we should attempt to directly quantise the space-time field. This is the approach adopted in Loop Quantum Gravity and extolled by Rovelli:

“Physical reality is now described as a complex interacting ensemble of entities (fields), the location of which is only meaningful with respect to one another. The relation among dynamical entities of being contiguous … is the foundation of the space-time structure. Among these various entities, there is one, the gravitational field, which interacts with every other one and thus determines the relative motion of the individual components of every object we want to use as rod or clock. Because of that, it admits a metrical interpretation.” [2]

One of the advantages of this point of view is that it dissolves some seemingly paradoxical features of general relativity, such as the fact that geometry can exist without (non-gravitational) matter, or the fact that geometry can carry energy and momentum. Since gravity is a field in its own right, it doesn’t depend on the other fields for its existence, nor is there any problem with it being able to carry energy. On the other hand, this point of view tempts us into framing quantum gravity as the mathematical problem of quantising the gravitational field. This, I think, is misguided.

I propose instead to return to a more Machian viewpoint, according to which space-time is contingent on (and not independent of) the existence of matter. Now the description of quantum space-time should follow, in principle, from an appropriate description of quantum matter, i.e. of quantum rods and clocks. From this perspective, the challenge of quantum gravity is to rebuild space-time from the ground up — to carry out Einstein’s revolution a second time over, but using quantum material as the building blocks.

Ernst Mach vs. Max Ernst. Get it right, folks.

My view about space-time can be seen as a kind of `pulling oneself up by one’s bootstraps’, or a Wittgenstein’s ladder (in which one climbs to the top of a ladder and then throws the ladder away). It works like this:
Step 1: define the properties of space-time according to the behaviour of rods and clocks.
Step 2: look for universal patterns or symmetries among these rods and clocks.
Step 3: take the ideal form of this symmetry and promote it to an independently existing object called `space-time’.
Step 4: Having liberated space-time from the material objects from which it was conceived, use it as the independent standard against which to compare rods and clocks.

Seen in this light, the idea of judging a rod or a clock by its ability to measure space or time is a convenient illusion: in fact we are testing real rods and clocks against what is essentially an embodiment of their own Platonic ideals, which are in turn conceived as the forms which give the laws of physics their most elegant expression. A pertinent example, much used by Julian Barbour, is Ephemeris time and the notion of a `good clock’. First, by using material bodies like pendulums and planets to serve as clocks, we find that the motions of material bodies approximately conform to Newton’s laws of mechanics and gravitation. We then make a metaphysical leap and declare the laws to be exactly true, and the inaccuracies to be due to imperfections in the clocks used to collect the data. This leads to the definition of the `Ephemeris time’, the time relative to which the planetary motions conform most closely to Newton’s laws, and a `good clock’ is then defined to be a clock whose time is closest to Ephemeris time.

The same thing happens in making the leap to special relativity. Einstein observed that, in light of Maxwell’s theory of electromagnetism, the empirical law of the relativity of motion seemed to have only a limited validity in nature. That is, assuming no changes to the behaviour of rods and clocks used to make measurements, it would not be possible to establish the law of the relativity of motion for electrodynamic bodies. Einstein made a metaphysical leap: he decided to upgrade this law to the universal Principle of Relativity, and to interpret its apparent inapplicability to electromagnetism as the failure of the rods and clocks used to test its validity. By constructing new rods and clocks that incorporated electromagnetism in the form of hypothetical light beams bouncing between mirrors, Einstein rebuilt space-time so as to give the laws of physics a more elegant form, in which the Relativity Principle is valid in the same regime as Maxwell’s equations.

Ladder for Booker T. Washington – Martin Puryear

By now, you can guess how I will interpret the step to general relativity. Empirical observations seem to suggest a (local) equivalence between a uniformly accelerated lab and a stationary lab in a gravitational field. However, as long as we consider `ideal’ clocks to conform to flat Minkowski space-time, we have to regard the time-dilated clocks of a gravitationally affected observer as being faulty. The empirical fact that observers stationary in a gravitational field cannot distinguish themselves (locally) from uniformly accelerated observers then seems accidental; there appears no reason why an observer could not locally detect the presence of gravity by comparing his normal clock to an `ideal clock’ that is somehow protected from gravity. On the other hand, if we raise this empirical indistinguishability to a matter of principle – the Einstein Equivalence Principle – we must conclude that time dilation should be incorporated into the very definition of an `ideal’ clock, and similarly with the gravitational effects on rods. Once the ideal rods and clocks are updated to include gravitational effects as part of their constitution (and not an interfering external force) they give rise to a geometry that is curved. Most magically of all, if we choose the simplest way to couple this geometry to matter (the Einstein Field Equations), we find that there is no need for a gravitational force at all: bodies follow the paths dictated by gravity simply because these are now the inertial paths followed by freely moving bodies in the curved space-time. Thus, gravity can be entirely replaced by geometry of space-time.

As we can see from the above examples, each revolution in our idea of space-time was achieved by reconsidering the nature of rods and clocks, so as to make the laws of physics take a more elegant form by incorporating some new physical principle (eg. the Relativity and Equivalence principles). What is remarkable is that this method does not require us to go all the way back to the fundamental properties of matter, prior to space-time, and derive everything again from scratch (the constructive theory approach). Instead, we can start from a previously existing conception of space-time and then upgrade it by modifying its primary elements (rods and clocks) to incorporate some new principle as part of physical law (the principle theory approach). The question is, will quantum gravity let us get away with the same trick?

I’m betting that it will. The challenge is to identify the empirical principle (or principles) that embody quantum mechanics, and upgrade them to universal principles by incorporating them into the very conception of the rods and clocks out of which general relativistic space-time is made. The result will be, hopefully, a picture of quantum geometry that retains a clear operational interpretation. Perhaps even Percy Bridgman, who dismissed the Planck length as being of “no significance whatever” [3] due to its empirical inaccessibility, would approve.

Boots with laces – Van Gogh

[1] Brown, Physical Relativity, p8.
[2] Rovelli, `Halfway through the woods: contemporary research on space and time’, in The Cosmos of Science, p194.
[3] Bridgman, Dimensional Analysis, p101.


2 thoughts on “Bootstrapping to quantum gravity

  1. Jacques Pienaar wrote (February 7, 2016):
    > By constructing new rods and clocks that incorporated electromagnetism in the form of hypothetical light beams bouncing between mirrors, Einstein rebuilt space-time

    Which specific “new” constructions do you suppose were described by Einstein accordingly?:

    The “chronometric” definition of separation between ends of a rod
    which is however (also, eventually) attrbuted to J. L. Synge, “Relativity based on chronometry” (1962)?

    Or perhaps the definition of an “ideal clock” which is instead named for Marzke und Wheeler)? …

    At least, Einstein identified the foundation upon which such constructions (of how to measure space-time relations) should be based:

    All our well-substantiated space-time propositions amount to the determination of space-time coincidences [such as] encounters between two or more material points.


    (And this prescription also pretty much sums up my comments on the rest of your article.)

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